01
德意志银行
Senior Risk Manager - China
Job ID:R0179260
Listed: 2022-02-08
Regular/Temporary: Regular
Location: Shanghai
Position Overview
Job Title: Senior
Risk Manager
Division: DWS
Location: China
Business Overview:
DWS Group (DWS) is one of the world's leading asset managers with EUR 880bn of assets under management (as of 30 September 2021). Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas and Asia.
The Chief Risk Office (CRO) within DWS is an independent function responsible for protecting the business as well as being a trusted adviser and partner for supporting sustainable business growth.
CRO is responsible for ensuring that DWS meets its regulatory and contractual commitments as well as the expectations of clients, shareholders and regulators that the organisation “does what is right rather than just what is allowed”. CRO seeks to protect DWS against losses and reputational damage, through effective oversight and advice, underpinned by an exemplary risk culture.
CRO has been designed to balance the need for alignment with the DWS business whilst maintaining independence and strong relationships with DB Group key control functions.The CRO governance structure supports a holistic risk and control view. This ability for the control groups to work together seamlessly allows for effective and timely advice to our stakeholders and partners and effective decision making thereby managing the risks, and supporting the sustainable growth, of a world leading asset manager.
The APAC Risk Team is in charge of establishing a robust risk management framework for the DWS Product Platform across risk types and businesses to ensure regulatory compliance across all its jurisdictions, to challenge and guide the business to ultimately meeting the fiduciary duty as well as safeguarding DWS and its reputation. The team defines principles and robust governance for products, including monitoring and escalation procedures, risk model maintenance and model enhancements, product’s risk profile as well as drafting & reviewing related policies and procedures
What we’ll offer you:
The opportunity to work within an integrated and international risk management department provides the following benefits to a suitable candidate:
Work in a rapidly changing and entrepreneurial business environment in growth region and product line for DWS
Insight into a dynamic and evolving risk discipline across a highly diversified and expanding product offering
Opportunity to work within a truly international team
Your Key Responsibilities:
Management of projects in line with risk’s functional requirements in close collaboration with other DWS functions – both, within the Risk Division as well as in collaboration with other DWS Divisions such as Portfolio Management and Product Management
Establish a robust collaboration with other DWS Functions and ensure adequate representation of the risk requirements within projects and initiatives
Execution lead on DWS’ China risk strategy
Support & lead the development of governance, related systems and tools, operationalize risk limitation, measurement, monitoring and escalation processes for new products & businesses
Supports decision-making and approval processes around risk’s taken on behalf of DWS and on behalf of client portfolios
Contribute the development and maintenance of other risk type-specific governance frameworks covering the regional DWS product range taking into account client-specific and regulatory requirements
Regular review of new / existing joint ventures, products and positions to identify potential sources of risk
Your Skills & Experience:
University degree, preferably with a focus on Statistics / Finance / Engineering, or similar, Relevant certifications like CFA or FRM are considered a plus
Minimum 5 years of proven experience in a control function (preferably Risk Management)
Proven experience with data analysis, process design & implementation as well as financial instrument analytics
Strong knowledge of investment strategies and investment processes across several liquid asset classes (e.g. equity, fixed income, multi-asset) and ability to identify source of risk
Strong analytical skills (quantitative and qualitative) with the ability to communicate issues to senior management proactively and effectively; ability to translate complex risk management concepts and analysis into succinct points driving action is essential
Knowledge about local regulatory frameworks applicable for mutual funds & wealth management products in relevant jurisdictions considered a plus
Strong interpersonal skills as the role requires constant interaction with other individuals within the global risk organization, across the business (portfolio managers, business management, compliance) and externally (clients, regulators
Ability to work independently and strong team player
Excellent command of English & Chinese language (reading, writing and speaking) required
应聘信息
本信息来自官网：
https://careers.db.com/professionals/search-roles/index?kid=global.generic.indeed.organic.jobad#/professional/job/23135
02
东亚前海证券
岗位概览
质控审核岗-股权
事情地点：上海市
发布韶光：2022-02-09
职位描述
1、保荐业务、并购重组等项目的质控审核，包括出具材料见地、验收底稿、现场核查、问核等；
2、修订大投行业务制度、模板、操作规范、执业标准等；
3、跟踪政策动态，开展专题研究，组织培训，为业务职员供应技能支持；
4、大投行系统（如底稿系统、流水核查系统）干系事情；
5、部门安排的其他事务；
6、事情地点：上海
任职哀求
1、国内外重点院校本科及以上学历，财务、司帐、法律、金融、经济等专业优先；
2、不超过35岁，5年以上股权项目履历，具有打算机/工科等履历背景的优先考虑；
3、具备证券从业资格，如有保荐代表人资格、注册司帐师资格、状师资格优先考虑；
4、具备主动学习意识，有较强的学习能力及良好的沟通折衷能力；
5、有较高的风险识别及判断能力，具备较强的任务心，能够在详细业务上坚持必要的原则；
6、乐不雅观积极，乐意担当；
应聘信息
本信息来自官网：
http://sc.hotjob.cn/wt/easec/web/index/social
03
众 安 保 险
岗位概览
风控合规岗
事情地点：北京
事情职责
1、对保险资金利用活动进行合规审查，供应合规咨询，进行合规风险提示。
2、对资金利用有关的管理制度、业务流程的合规风险进行管理，开展合规参数管理与实时交易合规监控，排查投资交易违规与非常情形。
3、网络整理干系最新法律法规动态，剖析国家法律、政策的变革情形，为业务发展供应相应业务支持。
4、组织开展资金利用有关的全面风险管理事情，建立并掩护风险偏好体系和关键风险指标库，开展投资交易系统、风险管理信息系统风险量化、监测、报告等功能的日常管理，并根据业务需求不断改进系统干系功能。
5、掩护各种投资品种的证券池，包括根本池、限投池、禁投池等。
6、熟习风险评估模型与算法，研究并完善投资风险评估指标体系，对各项投资进行风险评估，撰写各种专项投资风险评估报告，以及与行业监督报送干系的风险管理报告与报表。
事情哀求
1、两年以上资管法务合规或风控干系事情履历，具备保险资管的法务及合规管理事情履历优先。
2、熟习金融行业法律法规，熟习金融行业风险掌握流程。
3、具有较强的任务心与进取心，有较强的表达、沟通及组织折衷能力。
投递邮箱：请投递至zaam_hr@zhongan.com
邮件名称请按照格式：【投递事情名称】-期望事情地点-姓名-事情年限-善于行业 进行编辑发送。
04
极 值 资 本
【岗位名称】中台审计
岗位描述:
卖力预做事企业的尽职调查、形成风险内控报告·卖力已签约公司融资过程中所有干系财务数据的梳理，并制作财务模型、分级数据包;
卖力某一特定行业的项目覆盖。
任职哀求:
985、211院校本科及以上学历，财务司帐、法律、金融等干系专业，具备英文读写能力，具备注册司帐师资格、法律职业资格优先;
具备较好的笔墨和口头表达能力、办理问题能力以及良好的风险掌握意识;有良好的沟通能力，具有团队互助精神，有较强的任务心和学习能力;品行端正;
具有2-3年以上投资银行、司帐师事务所、状师事务所、行业研究等干系从业经历。
来源/网络招聘平台
仅供参考
